Opinion GreenPoint Responds to FRTB Consultative Document from BCBS Well Considered With Room for Improvement Submitted to the BCBS by GreenPoint Financial Solving the GDPR Tangle, Without Costing a Fortune Our second publication in the GDPR series By John Beckwith and Sanjay Sharma, Ph.D. Fasten Your Belts for GDPR Data compliance penalties could cost you 4% of Global Revenues! By John Beckwith and Sanjay Sharma, Ph.D. The Basel III Gods Speak Loud and Clear Reality Sets In – Final Deadlines Announced By John Beckwith and Sanjay Sharma, Ph.D. Regulatory Trading Desk (RTD) Optimization Under FRTB By John Beckwith and Sanjay Sharma, Ph.D. To FRTB and Beyond By Sanjay Sharma, Ph.D. Managing Non-Modellable Risk Factors under FRTB By Sanjay Sharma, Ph.D. BCBS Proposes a Simplified Alternative to FRTB SBA Logical Respite, But Questions Remain. Is this a BCBS Thaw? By Sanjay Sharma, Ph.D. and John Beckwith Navigating New Cybersecurity Rules Impact on Insurance Companies By William Anderson, Esq. Top 10 SEC Enforcement Highlights of 2016 By Baker Hostetler Will the Volcker Rule Survive Under the Trump Administration? By Richard T. Chase New Margin Requirements Sweep the OTC World By Adam Litke Prepare for Growing Threats of Mobile Security By Kirsten Bay Q&A with John Stacconi By Global Treasurer, Jefferies Group LLC Perspectives on Financial Institutions Summer 2017 By Sanjay Sharma, Ph.D. and John Beckwith Basel III to Stay on Course G20 confirms its commitment. We are not surprised. By John Beckwith and Sanjay Sharma, Ph.D. Financial Deregulation Under Trump Basel May Not Go Away as Fast as Banks Believe By John Beckwith and Sanjay Sharma, Ph.D. Basel Under Trump What, How and Will the U.S. Election Impact Global Regulation? By John Beckwith and Sanjay Sharma, Ph.D. ANTI-MONEY LAUNDERING AND CRYPTO CURRENCIES BANKING IN THE SHADOWS BANKS UNDER “STRESS” AS BASEL III DEADLINES NEAR BASEL III AND HEDGE FUND FUNDING BIG BANKS: END OF THE NON-PROSECUTION DEAL? BITCOIN BORN AGAIN BRICS BANK: WORLD BANK ALTERNATIVE BRINGING LITIGATION COSTS UNDER CONTROL COMPLIANCE OFFICER BURNOUT. ARE YOU AT RISK? 2014 COMPLIANCE RISK FORECAST COMPLYING WITH FATCA IN 2014 COST OF COMPLIANCE SETTLEMENTS HAMMERING PROFITS DEFENDING THE FCA CASE DESPITE THE RULES — $4 BILLION BANK “ACCOUNTING ERROR” DISSECTING DODD-FRANK DODD-FRANK VERSUS GLASS-STEAGALL ENHANCED INVESTOR PROTECTION? IT’S IN THE CARDS FINTECH: THE FINANCIAL SECTOR “DISRUPTER” FRONTIER FUNDS — NOT JUST ANOTHER EMERGING MARKET GAME NOT YET OVER FOR BANK FRAUD MALWARE HEDGE FUND DUE DILIGENCE HFT: HEDGING, FEEDS AND TRANSPARENCY IMPACT INVESTING IS YOUR COMPANY PREPARED FOR ITS NEXT COMPLIANCE AUDIT? IS YOUR MOBILE DEVICE SAFE FOR FINANCIAL TRANSACTIONS? CAN YOU BANK ON IT? IS YOUR ORGANIZATION SSAE 16 COMPLIANT? LOSING STREAK FOR SEC’S INSIDER-TRADING CASES LOW INTEREST RATES YIELDING HIGHER RISK-TAKING NEW FRAMEWORK FOR SOX COMPLIANCE NEW RISK TO BANKS: THE TARGETED COMPANY NEW RULES FOR FOREIGN BANKS: A LEVEL PLAYING FIELD? PENNSYLVANIA PENSIONS RETHINKING HEDGE FUNDS POLITICAL UNREST: AN UNDERESTIMATED RISK FACTOR PONZI SCHEME SCAMS NBA, NFL PLAYERS QE — NOW QE2? RECORD RETENTION -WHAT, WHERE, AND HOW LONG? REGULATORY COMPLIANCE -ARE YOU TAKING THE RIGHT MEASURES? REGULATORY ENFORCEMENT ON PAY -TO-PLAY RULE RISING FIDELITY CLAIMS S. AFRICA EMERGING AS GROWING HEDGE FUND MARKET SHEDDING LIGHT ON EU DARK TRADES SMALL INVESTMENTS + MANY INVESTORS = CROWDFUNDING SNOWBOARDERS, SURFERS AND SECURITIES SOLICITATION SOCIAL MEDIA RULES REVISITED SPOTLIGHT ON GOVERNANCE: DIRECTIONS IN BOARD DIVERSITY SSL SECURITY: HEARTBLEED AND HEADACHE STOCK-LOAN KICKBACKS — THE FIRM AS VICTIM STRESS TESTS FOR BANKS—FINANCIAL AND NOW HUMAN THE CASHLESS SOCIETY THE CENTRAL BANK OF CENTRAL BANKS THE COMPLEXITIES OF GLOBAL RISK MANAGEMENT THE COST OF REGULATORY NON-COMPLIANCE TODAY?IT’S MEASURED IN BILLIONS NOW THE EVOLVING ROLE OF THE INTERNAL AUDITOR THE INEVITABILITY OF MORTGAGE OUTSOURCING THE MORTGAGE RULES READINESS GUIDE:IS YOUR INSTITUTION READY? THE RETURN OF RISK: OVERVALUED ASSET CONCERNS TRANSPARENT BANKING U.S. FUND MANAGER TO ADVISE EUROPEAN BANK U.S. REGULATORY ENVIRONMENT DRIVING CCO HIRING US, EU EXPANDING RUSSIAN SANCTIONS VOLCKER RULE TO COST BANKS BILLIONS VOLCKER RULE, RISK-TAKING AND COMPLIANCE AS NEW FUTURE WHAT IS THE FUTURE OF BITCOIN? WHO’S MINDING CREDIT DEFAULT SWAPS? WORLD’S LARGEST PENSION FUND TO TAKE MORE RISK